Intergenerational mobility captures the distance between the socioeconomic positions of parents versus their adult children. Researchers measure this distance in absolute and relative units, such as absolute dollars and relative ranks. Absolute and relative mobility often diverge. For example, absolute mobility can rise while relative mobility declines. How should scholars and policymakers understand this divergence? We conclude that they should understand it as follows: absolute mobility is less reflective than relative mobility of marginalized children's socioeconomic disadvantages. We base this conclusion on analyses of survey, administrative, and simulated data on income mobility in the contemporary United States. We analyze multiple points of difference in mobility, which facilitates the recognition of several asymmetries. First, high-income children's experiences weigh more heavily in absolute-mobility trends than low-income children's experiences, particularly when economic growth is positive. Second, this asymmetry is more characteristic of absolute- than relative-mobility trends. Third, absolute-mobility differences across demographic groups are more prone than relative-mobility differences to obscure marginalized groups' socioeconomic disadvantages. These asymmetries have policy implications: We caution that focusing on absolute mobility as a policy target can divert attention away from society's most disadvantaged children.
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The Skill-Task Gap: Skill Transferability and Labor Market Alignment
- Geoffrey Tootell Outstanding Dissertation-in-Progress Award, Mathematical Sociology Section, American Sociological Association
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From Flagship to Firm: Gatekeeping, Employer Sorting, and the Returns to College.
[Abstract]
Firms increasingly drive college graduates' labor market earnings, yet the vast literature on the value-added of college has largely overlooked their role. Drawing on human capital theory and institutional theories of credentialism, closure, and organizational matching, I argue that college-to-workplace pipelines are a critical driver of college value-added. To test this, I assemble a novel US employer-employee matched dataset merged with postsecondary and high school academic records. Firm placement explains much of the variation in earnings premiums between colleges. Absent firm sorting, the range of counterfactual earnings differences across colleges would fall by 56%, and over half of the earnings advantage to attending the state flagship comes from access to higher-paying employers. These sorting effects extend broadly across the distribution of high-wage firms, and not merely a handful of elite employers. Crucially, sorting effects do not simply reflect skill-based advantages, implying that college quality derives as much from institutional linkages to the labor market as from human capital development. Policies aimed at broadening recruitment pipelines, rather than solely improving instructional inputs, are therefore essential to reducing inequalities in the economic returns to higher education.
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Monotonic Path-Specific Effects: Application to Estimating Educational Returns.
[Abstract]
Conventional research on educational effects typically either employs a “years of schooling” measure of education, or dichotomizes attainment as a point-in-time treatment. Nevertheless, such a conceptualization of education is at odds with the sequential process by which individuals make educational transitions. In this paper, I propose a causal mediation framework for the study of educational effects on outcomes such as earnings. The framework considers the effect of a given educational transition as operating indirectly, via progression through subsequent transitions, as well as directly, net of these transitions. I demonstrate that the average treatment effect (ATE) of education can be additively decomposed into mutually exclusive components that capture these direct and indirect effects. The decomposition has several special properties which distinguish it from conventional mediation decompositions of the ATE, properties which facilitate less restrictive identification assumptions as well as identification of all causal paths in the decomposition. An analysis of the returns to high school completion in the NLSY97 cohort suggests that the payoff to a high school degree stems overwhelmingly from its direct labor market returns. Mediation via college attendance, completion and graduate school attendance is small because of individuals' low counterfactual progression rates through these subsequent transitions.
Revise & Resubmit (2nd) at Annals of Applied Statistics
- Clifford C. Clogg Graduate Student Paper Award, Methodology Section, American Sociological Association
- Outstanding Graduate Student Paper Award, Mathematical Sociology Section, American Sociological Association
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Marginal Interventional Effects. (with Xiang Zhou)
Reject & Resubmit at Statistical Science
[Abstract]
Conventional causal estimands, such as the average treatment effect (ATE), reflect how the mean outcome in a population or subpopulation would change if all units received treatment versus control. Real-world policy changes, however, are often incremental, changing the treatment status for only a small segment of the population who are at or near “the margin of participation.” To capture this notion, two parallel lines of inquiry have developed in economics and in statistics and epidemiology that define, identify, and estimate what we call interventional effects. In this article, we bridge these two strands of literature by defining interventional effect (IE) as the per capita effect of a treatment intervention on an outcome of interest, and marginal interventional effect (MIE) as its limit when the size of the intervention approaches zero. The IE and MIE can be viewed as the unconditional counterparts of the policy-relevant treatment effect (PRTE) and marginal PRTE (MPRTE) proposed in the economics literature. However, different from PRTE and MPRTE, IE and MIE are defined without reference to a latent index model, and, as we show, can be identified either under unconfoundedness or through the use of instrumental variables. For both scenarios, we show that MIEs are typically identified without the strong positivity assumption required of the ATE, highlight several “stylized interventions” that may be of particular interest in policy analysis, discuss several parametric and semiparametric estimation strategies, and illustrate the proposed methods with an empirical example.
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Assumption Smuggling in Intermediate Outcome Tests of Causal Mechanisms. (with Matthew Blackwell and Ruofan Ma)
[Abstract]
Political scientists are increasingly attuned to the promises and pitfalls of establishing causal effects. But the vital question for many is not if a causal effect exists but why and how it exists. Even so, many researchers avoid causal mediation analyses due to the assumptions required, instead opting to explore causal mechanisms through what we call intermediate outcome tests. These tests use the same research design used to estimate the effect of treatment on the outcome to estimate the effect of the treatment on one or more mediators, with authors often concluding that evidence of the latter is evidence of a causal mechanism. We show in this paper that, without further assumptions, this can neither establish nor rule out the existence of a causal mechanism. Instead, such conclusions about the indirect effect of treatment rely on implicit and usually very strong assumptions that are often unmet. Thus, such causal mechanism tests, though very common in political science, should not be viewed as a free lunch but rather should be used judiciously, and researchers should explicitly state and defend the requisite assumptions.